- OSJ Delegate
- Responsible for Hybrid Advisor compliance oversight process
- Conduct Hybrid Advisor audits
Darla Douglas has been working in the Financial Services Industry with LPL Financial since 2009. She serves as the Director of Advisory Compliance and OSJ Delegate for Western Wealth Management. She is committed to the safety of all of the Financial Advisors in the branch, as well as their client’s.
Darla is originally from St. Louis, Missouri. She has a degree in Finance and Banking from the University of Missouri, Columbia. She currently holds the Series 7, 66 and 24 registrations.*
*Series 7 and 24 registrations are held with LPL Financial and Series 66 registration is held with both LPL Financial and Western Wealth Management.
Securities offered through LPL Financial member FINRA/SIPC. Investment advisory services offered through Western Wealth Management, a Registered Investment Adviser and separate entity from LPL Financial.