Broker Check

Branch Staff

Branch Leadership

Lisa  Esslinger

Lisa Esslinger

Chief Strategic Growth Officer

Caden Russell

Caden Russell

Chief Operations Officer

Kara Jett

Kara Jett

Chief Compliance Officer

Accounting and Registrations

Julie Gaffney

Julie Gaffney

Director of Accounting & Registrations

Transitions Support

Administration

Aprel German

Aprel German

Manager of Administrative Services

Madai Martinez

Madai Martinez

Administrative Specialist

Tasha Martin

Tasha Martin

Administrative Specialist

Marketing

Hope Hoover

Hope Hoover

Director of Marketing

Caroline Rains

Caroline Rains

Executive Assistant - Business Operations & Marketing Specialist

Technology / IT Support

Western Select Program

Dane  Steigerwald

Dane Steigerwald

Western Select Operations & Orion Specialist

Andrea Montoya

Andrea Montoya

Orion Specialist | Notary Public

Sam Winter

Sam Winter

Investment Research & Trading Specialist

Financial Planning

Compliance

Benjamen Rothwell

Benjamen Rothwell

Director, RIA Compliance

Debby  Myers

Debby Myers

Senior Branch Compliance Analyst

Emily Bushard

Emily Bushard

Compliance Administrator

Cleland (Cle) Knox

Cleland (Cle) Knox

Senior Branch Compliance Analyst

Deana Lehman

Deana Lehman

Senior Branch Compliance Analyst

Joseph Amyx

Joseph Amyx

Branch Compliance Analyst