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Wendy  Halingstad

Wendy Halingstad

Compliance Analyst

  • Advisor compliance 
  • Signature point of contact
  • Trade Blotter Support
Wendy Halingstad has been in the financial services industry for more than 30 years. Most recently she was an Lead Analyst with Pershing Advisor Solutions. Prior to that she was with ICON Advisers, Inc. for 25 years as VP, Client Services Manager. 
 
Wendy will assist with surveillance and implementation of Western Wealth’s compliance policies and procedures. Her day to day tasks will include signatures, advisor follow-ups on flagged emails and alerts, escalations, trade blotter support and more.
 
Wendy is a Colorado native, residing in the Lakewood area. She married her high school sweetheart and they are the proud parents of 2 boys and a Yorkshire Terrier named Riley. In her spare time Wendy enjoys the great outdoors, gardening, camping, boating and motorcycling.